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Biology · Bacteria & Archaea

Microbial genomes, mobile elements and horizontal gene transfer

A sample contains twenty copies of a gene for every hundred copies of a chromosome marker. Does that mean twenty percent of its cells carry the gene? It would under some assumptions, but a plasmid can have several copies in one cell. DNA amounts and cell membership are different quantities.

Cells, Membranes & Organisation introduces boundaries, ribosomes and DNA. Energy, Enzymes & Metabolism explains electron donors, acceptors and ATP. Phylogeny, Classification & the Tree of Life separates practical categories from ancestry. Here, a genome is inherited DNA information, metabolism is the network of chemical reactions, and a population is a defined group of cells. All numerical examples are original constructed cases; none requires growing, handling or testing microbes.

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By the end, you can

Trace DNA inheritance and transfer while distinguishing genome content, copy number and expressed function.

01

A genome is more than one familiar circle

A chromosome is a major organised DNA molecule carrying inherited information. Many familiar bacterial diagrams show one circular chromosome. Microbial genomes are more varied: some chromosomes are linear, some organisms have several major DNA molecules, and the number of copies within a cell can vary with lineage and growth stage. A circular icon is a useful example, not a definition of Bacteria or Archaea.

Plasmids are DNA replicons that can replicate apart from the main chromosome under suitable cellular conditions. Replicon refers to a unit of DNA replication, not necessarily to a transferable element. A plasmid may carry useful, costly or condition-dependent genes. Not every cell has one, not every plasmid can move between cells by itself, and a plasmid is not defined as an antibiotic-resistance molecule.

Other mobile elements can move between positions in DNA or between cellular contexts. A transposable element can change its location, while some viruses can integrate genetic material into a host genome. Moving within one genome and transferring between cells are distinct events, even though mobile systems can participate in both. Acquiring a sequence does not guarantee stable maintenance or expression.

02

Inheritance and transfer use different routes

Vertical inheritance passes DNA from a cell into its descendants. Horizontal gene transfer introduces inherited material between cells outside that simple parent-to-offspring route. It can make a gene's history differ from the histories of other genes in the same organism. The recipient keeps its broader ancestry; acquiring one region does not turn its whole genome into the donor's genome.

Three well-studied bacterial examples help distinguish physical routes. Transformation takes up DNA from the surroundings. Transduction involves a virus transferring cellular DNA. Conjugation involves direct cell contact and a DNA-transfer system. In the figure, a selected transferable plasmid is copied and a copy is passed during conjugation; the donor retains its own copy. These examples do not mean that every cell is competent for every route.

Incoming DNA can be degraded, fail to replicate, recombine with resident DNA or persist as a compatible replicon. Host range, sequence compatibility, defence and the conditions of selection matter. Transfer opportunities therefore do not equal successful long-term inheritance. Archaeal lineages also exchange genetic material, but the details of their systems should be examined rather than assumed identical to the three bacterial cartoons.

Three selected bacterial DNA-transfer routes

Three selected bacterial DNA-transfer routesDistinct routes trace environmental DNA, virus-carried cellular DNA and contact-dependent transfer of a copied plasmid.Transformation exampleUptakeAssignedsuccessfulretentionCellular DNA insurroundingsRecipient cellRecipient withretained regionTransduction exampleSelected cellularDNA packagedVirus-mediatedentry and assignedretentionDonor cellular DNAVirus particlecarrying selectedcellular DNARecipient retainingthe transferredregionConjugation exampleDonor carrying selectedplasmid PRecipient before transferDNA-transfer apparatus atcell contactDonor copyretainedTransferredcopy retainedDonor retaining PRecipient with copied PSurroundingsCell interiorIncoming DNA can also fail to persistThree selected bacterial examplesSelected bacterial examples, not protocols or universal archaealtransfer mechanisms. Stable recipient inheritance is assigned only inthe shown successful endpoint, not guaranteed for incoming DNA. DNAshape is symbolic and contains no sequence.
These routes concern DNA, not movement of a whole cell or universal competence. The drawn stable endpoints are stipulated successful outcomes.
Read the diagram in words

Transformation begins with environmental DNA. The transduction example packages cellular DNA in a virus particle. Conjugation transfers a copied selected plasmid through a contact-dependent system, leaving donor and recipient with copies.

Transformation example
DescriptionAssigned plasmid copies
Cellular DNA in surroundings—
Recipient cell—
Recipient with retained region—
Transformation example
DescriptionProcess
Cellular DNA in surroundings → Recipient cellUptake
Recipient cell → Recipient with retained regionAssigned successful retention
Transduction example
DescriptionAssigned plasmid copies
Donor cellular DNA—
Virus particle carrying selected cellular DNA—
Recipient retaining the transferred region—
Transduction example
DescriptionProcess
Donor cellular DNA → Virus particle carrying selected cellular DNASelected cellular DNA packaged
Virus particle carrying selected cellular DNA → Recipient retaining the transferred regionVirus-mediated entry and assigned retention
Conjugation example
DescriptionAssigned plasmid copies
Donor carrying selected plasmid P1
Recipient before transfer0
Donor retaining P1
Recipient with copied P1
Conjugation example
DescriptionProcess
Donor carrying selected plasmid P → Recipient before transferDNA-transfer apparatus at cell contact
Donor carrying selected plasmid P → Donor retaining PDonor copy retained
Recipient before transfer → Recipient with copied PTransferred copy retained
Three selected bacterial examples
Description
DNA entry
Assigned recipient retention
Packaging route
Viral route
Contact-dependent copied DNA route
Cell continuation

Surroundings

Cell interior

Incoming DNA can also fail to persist

Three selected bacterial examples

Selected bacterial examples, not protocols or universal archaeal transfer mechanisms. Stable recipient inheritance is assigned only in the shown successful endpoint, not guaranteed for incoming DNA. DNA shape is symbolic and contains no sequence.

03

Count carriers separately from copies

The inventory model contains one hundred invented cells. Each has exactly one chromosome copy carrying one copy of marker M. Ninety cells lack plasmid P; ten cells each contain two copies of P, with one copy of gene G per plasmid. The chromosome-marker inventory is one hundred copies, while gene G totals twenty. Only ten cells carry G.

The figure keeps the chromosome and plasmid separate inside one representative carrier, then compares three counts: total cells, carrier cells and gene copies. Ten carriers with two copies each give a gene-to-marker copy ratio of 20/100 = 0.20, while the carrier fraction is 10/100 = 0.10. These values answer different questions.

A real measurement also has DNA extraction, sequencing and sampling limits. Cells can carry different chromosome counts; markers can occur more than once per genome; extracellular or nonliving-cell DNA can contribute. Without suitable assumptions and calibration, a read ratio need not be either a gene-copy ratio or a cell fraction. The constructed inventory removes those complications explicitly rather than claiming they disappear in real samples.

Carrier cells and gene copies

Carrier cells and gene copiesA representative carrier contains one chromosome marker and two plasmids; an adjacent inventory distinguishes cells, carriers and copies.MGP1GP2One chromosome; one marker MP carrying one G055110Total cells100Cells carrying G10Chromosome-marker copies M100Gene copies G20G/M copy ratio differs from carrier fractionWhich cells carry the gene?10/100 = 0.1How many DNA copies arepresent?20/100 = 0.2G/M copy ratio differs from carrier fractionWhich cells carry the gene?10/100 = 0.1How many DNA copies arepresent?10 × 4 = 40G/M copy ratio differs fromcarrier fraction40/100 = 0.4G/M copy ratio differs from carrier fractionWhich cells carry the gene?20/100 = 0.2How many DNA copies arepresent?20 × 1 = 20G/M copy ratio differs fromcarrier fraction20/100 = 0.2Which cells carry the gene?How many DNA copies are present?G/M copy ratio differs from carrier fractionAssigned DNA inventory, not raw sequence readsOne hundred invented cells, one chromosome per cell, one marker M perchromosome. Ten carriers each have two plasmids P with one G gene perplasmid. Exact inventories exclude extraction bias, extracellular DNAand unequal chromosome copies.
One chromosome copy and fixed plasmid copy number are assumptions. Real DNA ratios can reflect other copy numbers and measurement biases.
Read the diagram in words

Original inventory: 100 cells, 10 carriers, 100 M copies and 20 G copies. G/M is 0.20 while carrier fraction is 0.10. Ten carriers with 4 copies give G/M 0.40; 20 carriers with 1 copy give G/M 0.20 but carrier fraction 0.20.

How many DNA copies are present?
DescriptionCount
Total cells100
Cells carrying G10
Chromosome-marker copies M100
Gene copies G20
Which cells carry the gene?
Carrier fraction among cellsG/M copy ratio
10/100 = 0.120/100 = 0.2
How many DNA copies are present?
DescriptionSchematic bounds (x minimum, x maximum, y minimum, y maximum)
One chromosome; one marker M1, 4, 1, 5
Schematic cell boundary0, 10, 0, 6
How many DNA copies are present?
Plasmid copy identityDescriptionSchematic positions (x, y)Schematic radius
P1P carrying one G(6, 2)0.6
P2P carrying one G(8, 4)0.6
How many DNA copies are present?
DescriptionCount
Chromosomes per cell1
Marker M copies per chromosome1
Plasmids per carrier cell2
G copies per plasmid1
Total − Cells carrying G90
G/M copy ratio differs from carrier fraction
OutcomeCells carrying GPlasmids per carrier cellGene copies GChromosome-marker copies MCarrier fraction among cellsG/M copy ratio
11044010010/100 = 0.140/100 = 0.4
22012010020/100 = 0.220/100 = 0.2

Which cells carry the gene?

How many DNA copies are present?

G/M copy ratio differs from carrier fraction

Assigned DNA inventory, not raw sequence reads

One hundred invented cells, one chromosome per cell, one marker M per chromosome. Ten carriers each have two plasmids P with one G gene per plasmid. Exact inventories exclude extraction bias, extracellular DNA and unequal chromosome copies.

04

A gene's presence is a potential, not a measured rate

Metagenomics examines DNA recovered from a community without requiring every member to be isolated. It can reveal possible capabilities and inherited relationships. A detected gene does not by itself show that the cell is alive, that the gene is being transcribed, that a functional protein is present, or that the relevant reaction is occurring at a particular rate.

RNA, proteins, chemical transformations and carefully interpreted experiments can contribute different evidence about activity. Even then, the attribution to a specific cell or lineage may remain uncertain. A community can share metabolites, so the organism supplying a substrate and the organism using it need not be the same.

Gene histories can also complicate classification. A recently transferred region may group a recipient with its donor in that region's genealogy. Combining several independent regions, checking paralogues and recognising transfer helps test the organismal interpretation. Horizontal transfer adds meaningful connections; it does not make every ancestry question unknowable.

Worked example

Change copy number without changing carrier membership

Keep the model's one hundred cells and ten carriers fixed, but assign four plasmid copies to each carrier instead of two. Gene G then totals 10 × 4 = 40 copies. The marker total remains one hundred under the stipulated chromosome rule, so G/M becomes 0.40. The carrier fraction remains 0.10.

Alternatively, twenty carriers with one plasmid copy each would give twenty G copies and the original G/M ratio of 0.20. That matches the original DNA ratio while doubling the carrier fraction to 0.20. The same copy ratio therefore can arise from different cell memberships; a ratio alone cannot choose between them.

Check your understanding

  1. Does a plasmid necessarily carry a resistance gene or transfer independently to another cell?

    Show reasoning

    No. A plasmid is a separately replicating DNA unit in the stated context. Its genes and transfer ability depend on the particular plasmid and host; replication and horizontal transfer are different capabilities.

  2. In the original model, why is G/M equal to 0.20 while the carrier fraction is 0.10?

    Show reasoning

    Ten of one hundred cells carry G, but each carrier has two plasmids with one G copy each. There are twenty G copies and one hundred marker copies, compared with only ten carrier cells.

  3. Does detecting a carbon-fixation gene in community DNA establish an observed carbon-fixation rate?

    Show reasoning

    No. It indicates possible inherited capacity, subject to identification and sampling limits. Expression, functional machinery, suitable conditions and evidence of transformation are needed to establish activity and its rate.

What to carry forward

Trace the physical DNA route and define the counted entity before interpreting inheritance, abundance or function.

References

Resources supporting this lesson’s explanations and examples.

  1. Microbiology — selected cell, growth, metabolism and inheritance sectionsNina Parker, Mark Schneegurt, Anh-Hue Thi Tu, Philip Lister and Brian M. ForsterOpen textbook — selected sections3.3 Prokaryotic cell features9.1 How Microbes Grow9.2 Oxygen requirements8.1 Energy, matter and enzymes8.3 Cellular respiration8.4 Fermentation8.6 Photosynthesis11.6 Prokaryotic genetic diversity15.2 Disease-causing relationshipsopenstax.org
  2. Mechanisms of, and barriers to, horizontal gene transfer between bacteriaChristopher M. Thomas and Kaare M. NielsenResearch abstractresearch.birmingham.ac.ukRead source
  3. Quantitative microbiome profiling links gut community variation to microbial loadDoris Vandeputte and colleaguesResearch abstractnature.comRead source
  4. The Divided Bacterial Genome: Structure, Function, and EvolutionGeorge C. diCenzo and Turlough M. FinanResearch abstractpubmed.ncbi.nlm.nih.govRead source
  5. Driving Apart and Segregating Genomes in ArchaeaDaniela BarillàScientific review — selected author-repository PDF text · PDFeprints.whiterose.ac.ukRead source